-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MzjFBclifOKa3pCldgoFUWpqRRfcCj/MobU+AMcqMxuc3edu/QtAFryOZrv17egm utGLiYkmJNj9271C944ekw== 0000936392-00-000290.txt : 20000525 0000936392-00-000290.hdr.sgml : 20000525 ACCESSION NUMBER: 0000936392-00-000290 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000524 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DALLAS GOLD & SILVER EXCHANGE INC /NV/ CENTRAL INDEX KEY: 0000701719 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-JEWELRY STORES [5944] IRS NUMBER: 880097334 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-33619 FILM NUMBER: 642631 BUSINESS ADDRESS: STREET 1: 2817 FOREST L STREET 2: STE 202 CITY: DALLAS STATE: TX ZIP: 75234 BUSINESS PHONE: 9724843662 MAIL ADDRESS: STREET 1: 2817 FOREST LN CITY: DALLAS STATE: TX ZIP: 75234 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN PACIFIC MINT INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CANYON STATE CORP DATE OF NAME CHANGE: 19860819 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PAULSON ALLEN E CENTRAL INDEX KEY: 0000923878 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: C/O PAULSON ENTERPRISES STREET 2: PO BOX 9660 CITY: RANCHO SANTA FE STATE: CA ZIP: 92067 MAIL ADDRESS: STREET 1: C/O PAULSON ENTERPRISES STREET 2: PO BOX 9660 CITY: RANCHO SANTA FE STATE: CA ZIP: 92067 SC 13D 1 SCHEDULE 13D 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ----------- SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) DALLAS GOLD AND SILVER EXCHANGE, INC. - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock - ------------------------------------------------------------------------------- (Title of Class of Securities) 235-077104 - ------------------------------------------------------------------------------- (CUSIP Number) Steve Dechant c/o Del Mar Country Club P.O. Box 9660 Rancho Santa Fe, CA 92067 (858) 759-5990 - ------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) Copy to: Hayden J. Trubitt, Esq. Brobeck, Phleger & Harrison LLP 12390 El Camino Real San Diego, CA 92130 (858) 720-2500 May 11, 2000 - ------------------------------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ]. Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 7 Pages) 2 - -------------------------- -------------------------------- CUSIP NO. 235-077104 13D Page 2 of 7 Pages - -------------------------- -------------------------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) ALLEN PAULSON - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 275,000 SHARES ------------------------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 0 EACH ------------------------------------------------------ REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 275,000 ------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 275,000 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.1% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 7 3 ITEM 1. SECURITY AND ISSUER. The title of the class of equity securities to which this Statement on Schedule 13D (this "Statement") relates is the common stock, $.01 par value per share (the "Common Stock") of Dallas Gold and Silver Exchange, Inc., a Nevada corporation ("Issuer"), whose address is 2817 Forest Lane, Dallas TX 75234. ITEM 2. IDENTITY AND BACKGROUND. (a) Name: Allen Paulson; (b) Business address: 6001 Clubhouse Drive, P. O. Box 9660, Rancho Santa Fe, CA 92067; (c) Present principal occupation: private investor; (d)-(e) Mr. Paulson has not, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws; (f) Citizenship: U.S.A. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Mr. Paulson used $1,908,772.29 of his personal funds to directly purchase 275,000 shares of outstanding Common Stock on the open market. ITEM 4. PURPOSE OF TRANSACTION. Mr. Paulson's acquisitions of securities have been for investment purposes. (a) Mr. Paulson retains the right and discretion to buy more Common Stock or sell Common Stock at any time and from time to time. (b) None. (c) None. (d) None. (e) None. (f) None. Page 3 of 7 4 (g) None. (h) None. (i) None. (j) None. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. (a) Mr. Paulson beneficially owns 275,000 shares of Common Stock, representing approximately 6.1% of the issued and outstanding shares of Common Stock. Issuer's most recent Form 10-QSB disclosed that at April 28, 2000 there were 4,509,157 outstanding shares of Common Stock. (b) Mr. Paulson's voting and dispositive power is set forth in the cover pages under items 7-10 on page 2 of this Statement. (c) Mr. Paulson effected the following purchases of Common Stock on the open market during the past 60 days:
- ------------------------------------------------------------------------------------------ PURCHASE DATE NUMBER OF SHARES AVERAGE PRICE TOTAL PURCHASE PRICE - ------------- ---------------- ------------- -------------------- - ------------------------------------------------------------------------------------------ 4/10/00 2,600 6.3846 $16,979.51 - ------------------------------------------------------------------------------------------ 4/11/00 5,000 6.5750 $33,177.50 - ------------------------------------------------------------------------------------------ 4/12/00 21,100 6.4277 $136,681.97 - ------------------------------------------------------------------------------------------ 4/12/00 2,000 5.3750 $11,031.56 - ------------------------------------------------------------------------------------------ 4/13/00 19,300 6.2396 $121,391.78 - ------------------------------------------------------------------------------------------ 4/14/00 24,000 6.3672 $154,015.30 - ------------------------------------------------------------------------------------------ 4/17/00 40,000 6.1063 $246,254.50 - ------------------------------------------------------------------------------------------ 4/18/00 25,000 6.1750 $155,627.50 - ------------------------------------------------------------------------------------------ 4/19/00 1,000 6.7500 $6,932.82 - ------------------------------------------------------------------------------------------ 4/20/00 10,000 7.0044 $70,546.50 - ------------------------------------------------------------------------------------------ 4/24/00 20,000 6.9556 $140,114.50 - ------------------------------------------------------------------------------------------ 4/25/00 10,000 6.9313 $69,815.50 - ------------------------------------------------------------------------------------------
Page 4 of 7 5
- ------------------------------------------------------------------------------------------ 4/26/00 15,000 7.1067 $107,353.00 - ------------------------------------------------------------------------------------------ 4/27/00 4,500 7.2500 $32,852.50 - ------------------------------------------------------------------------------------------ 4/27/00 500 6.6250 $3,415.42 - ------------------------------------------------------------------------------------------ 5/01/00 7,000 7.2036 $50,777.70 - ------------------------------------------------------------------------------------------ 5/02/00 3,000 7.4375 $22,465.00 - ------------------------------------------------------------------------------------------ 5/04/00 2,000 7.5000 $15,329.29 - ------------------------------------------------------------------------------------------ 5/05/00 2,600 7.4904 $19,886.87 - ------------------------------------------------------------------------------------------ 5/08/00 1,700 7.2500 $12,608.10 - ------------------------------------------------------------------------------------------ 5/09/00 5,700 7.2577 $41,656.39 - ------------------------------------------------------------------------------------------ 5/11/00 4,000 7.3234 $29,496.10 - ------------------------------------------------------------------------------------------ 5/12/00 5,000 7.7563 $39,034.00 - ------------------------------------------------------------------------------------------ 5/15/00 4,100 7.9665 $32,870.15 - ------------------------------------------------------------------------------------------ 5/16/00 5,200 8.0962 $42,362.74 - ------------------------------------------------------------------------------------------ 5/17/00 8,000 8.2422 $66,340.10 - ------------------------------------------------------------------------------------------ 5/18/00 14,600 8.3318 $122,376.78 - ------------------------------------------------------------------------------------------ 5/19/00 7,100 8.8451 $63,157.71 - ------------------------------------------------------------------------------------------ 5/22/00 5,000 8.7380 $44,221.50 ----- ---------- - ------------------------------------------------------------------------------------------ TOTALS 275,000 $1,908,772.29 ======= ============= - ------------------------------------------------------------------------------------------
(d) No other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the securities. (e) Not applicable. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. There are no contracts, arrangements, understandings or relationships (legal or otherwise) between Mr. Paulson, and any other person, with respect to any securities of the Issuer including but not limited to transfer or voting of any of the securities, finder's fees, Page 5 of 7 6 joint ventures, loan or option agreements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. None. Page 6 of 7 7 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. May 24, 2000 ------------------- (Date) /s/ Allen Paulson -------------------- (Signature) Allen Paulson -------------------- (Name/Title) Page 7 of 7 -----END PRIVACY-ENHANCED MESSAGE-----